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How can investors get money back in a fraud case involving a violation of the federal securities laws?

There are a number of ways that investors who have been defrauded may recover some of their financial losses caused by the fraud, depending on the circumstances.

The Securities and Exchange Commission is authorized by Congress to seek a number of remedies, including civil money penalties and disgorgement, from those who commit fraud. (While the Securities and Exchange Commission is a law enforcement agency, only [...]

May 3rd, 2011 | Tags: Administrative Law Judge, Administrative Matters, Bankruptcy Proceedings, Brokerage Account, Civil Court, Civil Money Penalties, Class Action Lawsuits, Corporate Bankruptcy, Disgorgement, Federal Securities Laws, Financial Losses, Fraud Case, Ill Gotten Gains, Injunctions, Law Enforcement Agency, Securities And Exchange Commission, Securities Law | Category: All | Leave a comment


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