JP Morgan Chase FINRA Discipline Alert! From January 2019 to July 2022, the firm’s financial risk management controls and supervisory procedures were not reasonably designed to prevent certain erroneous orders that exceeded appropriate price or size parameters. Punishment? A $750k fine & censure. May 23, 2023 10:03 am
The Wall Street Journal: Vice Media Nears Deal for $400 Million Sale to Soros Fund Management May 5, 2023 6:40 pm
OPEN for comment! ICE Clear Europe’s New Game Plan: Futures and Options Default Management Policy ‘2.0’. The new policy would clarify and enhance certain practices relating to hedging strategy following a default and set out the key factors to consider in declaring and managing an Event of Default. May 4, 2023 1:00 pm
HERE IS ALL YOU SHOULD KNOW ABOUT FIELD SERVICE MANAGEMENT SOFTWARE January 13, 2023 5:29 pmJanuary 13, 2023 6:29 am
Eyes Wide Shut? Sam Bankman-Fried And The Absence Of Risk Management (The Collapse Of Cryptos As The Fed Tightens Fighting Bidenflation) December 19, 2022 8:00 am
At least a dozen ex-FBI/CIA Agents are still embedded at Twitter in high management positions. December 11, 2022 9:34 pmDecember 10, 2022 3:41 pm
Subscription Services Take the Pain Out of Portfolio Management October 31, 2022 10:40 amOctober 30, 2022 8:40 pm
Lockdown 2.0 coming? Emergency management official warns of new variants as three New Mexico counties hit high COVID Levels. October 2, 2022 3:14 pm
In the midst of an energy crisis, Biden’s Bureau of Land Management has effectively suspended most oil and gas leases in the State of Colorado… August 16, 2022 3:02 pm
Understanding The Benefits of Using A Regulatory Change Management System At Your Business July 1, 2022 4:30 amJune 29, 2022 4:30 am
Why Stress Management is Key to Keeping a Business Alive April 26, 2022 10:22 pmApril 26, 2022 12:22 pm
